Acts & Legal Framework

Creates the Authority as a sovereign body and sets its objectives, governance structure and core functions.

Frames how firms enter the Neves perimeter, including licence families, permissions and ongoing conditions.

Sets out risk-based planning, thematic work and day-to-day supervisory engagement with authorised entities.

Sets baseline requirements for AML / CFT controls, reporting obligations and financial crime prevention.

Describes how information can be requested, obtained and used to support investigations and thematic work.

Cross-sector expectations for firm behaviour, product governance and client outcomes.

Protects players using Neves-linked gaming services, covering fair play, information and payout practices.

Sets expectations around disclosure, risk warnings, marketing content and client communications.

Guidance on managing outsourcing, technology providers and other material dependencies.

Minimum standards for how firms receive, assess and respond to complaints from clients and users.

Links complaint themes to investigations and, where appropriate, redress for affected clients or users.

Provides the toolkit for administrative measures, directions and financial sanctions where serious failings are identified.

Describes how certain decisions may be appealed and sets core procedures for independent panels.

Frames the NFSA licence family for financial services activity carried out in or from Neves.

Frames the NGA licence family for gaming, betting and related services linked to Neves.

Establishes the Registrar’s role in incorporation, maintenance and core corporate filings in Neves.

Sets expectations for Registered Agents and corporate service providers that interface with Neves entities.

Describes which information is maintained on public registers and what filing duties apply to firms and entities.

Consolidated materials for NFSA and NGA licence holders, including governance, conduct, reporting and operational expectations.