Circulars and notices communicate official updates to application processes, administrative expectations, publication standards and other framework matters. Applicants, License holders, Registered Agents and professional counterparties should monitor this page for current information.
Each publication is presented with a reference code, category, effective date, status, audience and summary. Where a notice has been superseded, the newer publication should be relied upon as the current reference.
Search the current library by publication reference, subject or audience.
Phase I intake process, completeness checks, indicative processing timelines, and publication fields for the register record.
Permitted and prohibited branding use, required disclosures, and acceptable ways to reference licensing/oversight without misrepresentation.
Standard register fields, naming conventions, publication timing, and correction request workflow.
Baseline onboarding/monitoring expectations, sanctions screening, recordkeeping, and reporting triggers (risk-based).
Risk warnings, promotion standards, conflicts disclosures, complaints signposting, and record retention expectations.
Supervisory requests, periodic reporting, escalation channels, and on-site readiness guidance.
Invoicing and payment methods, mandatory reference requirements, and treatment of misallocated or incomplete payments.
Archived guidance retained for record. Superseded by updated publication standards.
Circulars and notices are published for administrative and informational purposes within the Authority’s licensing framework. They do not constitute legal advice. Where a publication has been superseded, the newer reference should be treated as current.
